Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hernon is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, NC. Nicholas has been a registered representative since 2014. Prior to joining TIAA-CREF Individual & Institutional Services, LLC, Nicholas worked at Wells Fargo Advisors, LLC in Lone Tree, CO. Nicholas holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
07/16/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
CO
07/02/2015 - 05/15/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
10/03/2014 - 06/15/2015
WELLS FARGO ADVISORS, LLC (LONE TREE CO)
BC
Issued 10/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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