Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas French is an investment advisor representative at SVB Asset Management. Nicholas has been in the industry since 2011 and is registered with the state of California. Nicholas is a Series 63, Series 65 and Series 7 licensed professional, who has passed the SIE exam. Nicholas has previously worked at SVB Securities, a non-bank affiliate of Silicon Valley Bank. Nicholas specializes in portfolio management for pooled investment vehicles, portfolio management for businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Money market fund revenue sharing fees
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CA
04/29/2011 - Present
SVB Asset Management (SAN FRANCISCO CA)
CA
05/10/2011 - 06/25/2019
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK (PALO ALTO CA)
BC
Issued 08/15/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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