Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas William Dillon is a registered representative at Needham & Company, LLC. Nicholas has been in the industry since August 2023 and has a Series 63, Series 79TO and SIE license. Nicholas is registered in California, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
MA
08/08/2023 - Present
Needham & Company, LLC (BOSTON MA)
BC
Issued 08/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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