Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Demaso is a financial advisor who has been in the industry since 1990. Nicholas is currently registered with Santander US Capital Markets LLC and is also registered with the state of New York. Nicholas has been a registered representative of Truist Securities, Inc., BBVA Securities Inc., Gleacher & Company Securities, Inc., CRT Capital Group LLC, Stifel, Nicolaus & Company, Incorporated, Ferris, Baker Watts Incorporated, McDonald Investments Inc., Bengal Partners LLC, Prudential Securities Incorporated, Citicorp Securities, Inc., Citicorp Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas has passed the Series 63, Series 99TO, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/24/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/01/2014 - 05/30/2023
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
03/23/2011 - 07/02/2014
BBVA SECURITIES INC. (NEW YORK NY)
NY
06/30/2010 - 03/28/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
01/06/2010 - 06/28/2010
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
05/05/2008 - 01/11/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
MD
02/23/2004 - 05/06/2008
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
OH
09/03/2002 - 02/06/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
09/10/2001 - 08/26/2002
BENGAL PARTNERS LLC (NEW YORK NY)
NY
08/12/1998 - 11/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/02/1991 - 04/09/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NA
08/21/1989 - 10/04/1991
CITICORP FINANCIAL SERVICES,INC.
NY
03/21/1989 - 07/29/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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