Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dell is a registered representative with Finalis Securities LLC. Nicholas holds Series 7TO, Series 63 and SIE licenses and is registered in Texas. Nicholas's career in the financial industry began in 2021 when Nicholas joined Growth Capital Services, Inc. in Claymont, Delaware. Nicholas joined Finalis Securities LLC on January 18, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/18/2022 - Present
Finalis Securities LLC (New York NY)
DE
01/28/2021 - 01/31/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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