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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bailey is a registered investment advisor representative with PNC Investments. Nicholas is a financial professional with over 10 years of experience in the industry and is licensed to provide investment advice in Pennsylvania. He holds the Series 6, Series 7, Series 63 and Series 65 securities licenses, and the SIE exam. Nicholas has previously worked with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
01/31/2012 - Present
PNC Investments (PITTSBURGH PA)
PA
07/26/2010 - 08/20/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CONNELLSVILLE PA)
IA
Issued 01/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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