Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Altmann is a financial advisor with Scotia Capital (usa) Inc. located in San Francisco, CA. Nicholas has been in the financial industry since January 13, 2018. Prior to joining Scotia Capital (usa) Inc., Nicholas was employed by COWEN AND COMPANY in San Francisco, CA and NORTHLAND SECURITIES, INC. in Minneapolis, MN. Nicholas holds the Series 7, Series 63, Series 86 and Series 87 securities licenses and the SIE exam. Nicholas is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/04/2022 - Present
Scotia Capital (usa) Inc. (San Francisco CA)
CA
04/10/2018 - 01/25/2022
COWEN AND COMPANY (San Francisco CA)
MN
01/05/2018 - 04/11/2018
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 01/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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