Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Linton is a financial advisor with Raymond James & Associates, Inc. Based in Walnut Creek, California, Nicholas has over 10 years of experience in the financial services industry. Nicholas holds Series 6, 7, 63, and 66 securities licenses, and has earned the Certified Financial Planner (CFP®) and Chartered Financial Analyst (CFA®) designations. Nicholas has worked for several firms in the past including LPL Financial LLC, Securian Financial Services, Inc., and Ameritas Investment Corp. Nicholas provides financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/01/2024 - Present
Raymond James & Associates, Inc. (Walnut Creek CA)
CA
05/31/2023 - 07/31/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (San Ramon CA)
CA
06/06/2019 - 05/31/2023
SECURIAN FINANCIAL SERVICES, INC. (SAN RAMON CA)
CA
12/13/2016 - 06/19/2019
LPL FINANCIAL LLC (CASTRO VALLEY CA)
CA
01/16/2014 - 12/27/2016
AMERITAS INVESTMENT CORP. (SAN RAMON CA)
CA
07/03/2006 - 03/27/2007
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 12/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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