Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gardner is a financial advisor registered with Tiaa-Cref Individual & Institutional Services, LLC and holds the Series 63, 65, 7, and SIE licenses. Nicholas is an active financial advisor in California and has been in the financial services industry since 2011. Nicholas specializes in financial planning, investment advice, and selection of other advisors for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
05/05/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Walnut Creek CA)
BC
Issued 05/25/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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