Unclaimed
Nicholas Wendell Ridenour is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with Principal Securities, Inc. and has been associated with the firm since October 2010. Previously, Nicholas was with MML Investors Services, Inc. and Princor Financial Services Corporation. Nicholas is a licensed securities agent in 29 states and holds the Series 6, Series 63, and SIE licenses. Nicholas specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
11/24/2020 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
10/04/2010 - 07/09/2020
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
03/09/2009 - 07/21/2009
MML INVESTORS SERVICES, INC. (WEST DES MOINES IA)
IA
10/26/2006 - 01/12/2009
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 06/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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