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Nicholas Wayne Sowers

KCD Financial, Inc.

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About Nicholas Wayne Sowers

Nicholas Sowers is a financial advisor with KCD Financial, Inc. Nicholas has over 5 years of experience in the financial services industry. Nicholas is a Registered Representative and Investment Advisor Representative with KCD Financial, Inc. in Green Bay, Wisconsin. Nicholas has his Series 66, Series 7 and Series 26 licenses. Nicholas is also licensed in Florida, Georgia, Ohio, Colorado and Texas.

Firm Information

Nicholas Sowers is currently registered with KCD Financial, Inc.. KCD Financial, Inc. is a Corporation headquartered in GREEN BAY, WI. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They serve high net worth individuals and individuals other than high net worth. The firm has been in operation since 2003-05-19 and has approximately 175,100,000 in assets under management.
KCD Financial, Inc.

3061 ALLIED STREET

GREEN BAY, WI 54304

$175.10M

Assets Under Management

30

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A portion of fees paid to 3rd party advisors

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Nicholas Sowers’s Registration & Firm History

WI

10/29/2024 - Present

KCD Financial, Inc. (GREEN BAY WI)

FL

03/01/2019 - 07/04/2022

TRINITY WEALTH SECURITIES, L.L.C. (Tampa FL)

FL

01/24/2019 - 02/25/2019

IFS SECURITIES (Tampa FL)

FL

10/05/2017 - 03/27/2018

PURSHE KAPLAN STERLING INVESTMENTS (Tampa FL)

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Licenses & Designations

BOTH

Issued 08/24/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Wayne Sowers.
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