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Nicholas Waters

Athene Securities, LLC

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About Nicholas Waters

Nicholas Waters is a financial advisor at Athene Securities, LLC. He is registered with FINRA and has a Series 6TO and SIE license. Nicholas has been in the industry for a short period of time.

Firm Information

Nicholas Waters is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Waters’s Registration & Firm History

IA

01/08/2024 - Present

Athene Securities, LLC (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 01/08/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Waters.
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