Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Warren Gray is a financial advisor currently registered with Bain Capital Distributors, LLC. Nicholas began his career in the financial industry on September 22, 2015 and has worked in the Boston, MA area. Nicholas is Series 7, Series 63, and SIE licensed and has been registered with FINRA since December 22, 2021. Nicholas has a strong background in the financial services industry with experience at Goldman Sachs & Co. LLC. Previously, Nicholas held a registration with the state of New York and was active in the investment advisor space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
12/22/2021 - Present
Bain Capital Distributors, LLC (Boston MA)
NY
03/28/2013 - 06/26/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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