Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rouillard is a financial advisor with over 13 years of experience in the financial services industry. Nicholas is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is licensed to provide financial advice in Colorado, Connecticut, Florida, New Jersey, and New York. Nicholas is also a registered Investment Advisor Representative (IAR) in New Jersey and New York. Prior to joining TIAA-CREF, Nicholas worked for JPMorgan Securities LLC and UBS Financial Services Inc. Nicholas holds Series 7, Series 66 and SIE licenses and has a strong background in financial planning and portfolio management. Nicholas specializes in providing financial advice to individuals, families, and businesses. Nicholas is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
03/08/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NY
04/20/2018 - 02/19/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
01/07/2015 - 03/23/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
09/09/2010 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 02/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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