Unclaimed
Nicholas Walsh is a financial advisor with Fidelity Brokerage Services LLC. Nicholas is registered with FINRA and holds the Series 7TO, SIE, and Series 63 licenses. Nicholas has been in the industry since December 2022. Nicholas is registered in 53 states, including North Carolina, where Nicholas is currently located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/14/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 01/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicholas Walsh is the right advisor for you? Invested Better is here to help.