Unclaimed
Nicholas Viticonte is a financial professional with over 5 years of experience in the industry. Nicholas is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Nicholas holds Series 7TO, SIE, and Series 99 licenses. Nicholas is located in Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/15/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 06/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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