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Nicholas Viscuglia

National Financial Services LLC

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About Nicholas Viscuglia

Nicholas Viscuglia is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with National Financial Services LLC in Jersey City, NJ. Nicholas has held various positions at other financial institutions over the course of his career, including Cowen and Company and Warburg Dillon Read LLC. Nicholas has a strong track record of success in providing financial advice to clients.

Firm Information

Nicholas Viscuglia is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Viscuglia’s Registration & Firm History

NJ

03/30/2017 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

09/15/2010 - 11/24/2015

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NJ

11/12/2008 - 01/09/2009

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

10/26/1998 - 11/05/2007

COWEN AND COMPANY (NEW YORK NY)

NY

07/16/1996 - 09/29/1998

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas Viscuglia.
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