Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ventura is a financial advisor who has been in the industry for over 40 years. Nicholas is currently registered with Ventura Wealth Management and has held previous positions at Wells Fargo Advisors Financial Network, LLC, Captrust Financial Advisors, LLC, Salomon Smith Barney Inc. and Lehman Brothers Inc. Nicholas specializes in working with high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Nicholas is a highly experienced advisor with a broad range of knowledge and expertise. He is committed to providing personalized financial advice and services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/12/2010 - Present
Ventura Wealth Management (YARDLEY PA)
NJ
06/15/2002 - 03/29/2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TRENTON NJ)
NC
05/14/1999 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NY
07/31/1993 - 05/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/23/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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