Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Assini is a financial professional licensed in New York. Nicholas is currently registered with Nylife Distributors LLC and previously worked at Goldman Sachs & Co. LLC. Nicholas has passed the Series 7TO, SIE, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/17/2023 - Present
Nylife Distributors LLC (New York NY)
NY
08/17/2019 - 07/13/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 11/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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