Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Verhein is a registered representative with Guggenheim Securities, LLC in New York, New York. Nicholas is currently active in the securities industry with over 5 years of experience. Previous employers include Broadhaven Securities LLC and Oppenheimer & Co. Inc.. Nicholas holds the Series 7, 86, 87, 79TO, SIE, and Series 63 licenses and has been registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2024 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
06/16/2022 - 01/25/2023
BROADHAVEN SECURITIES LLC (New York NY)
NY
11/06/2018 - 06/03/2022
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/15/2017 - 11/06/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 07/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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