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Nicholas Vascones

Vanguard Marketing Corp.

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About Nicholas Vascones

Nicholas Vascones is a financial professional licensed in Arizona. Nicholas holds the Series 63, 6TO and SIE licenses and is currently registered with Vanguard Marketing Corp. Nicholas has been in the industry since September 8, 2022.

Firm Information

Nicholas Vascones is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Vascones’s Registration & Firm History

AZ

09/09/2022 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/26/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Nicholas Vascones. Review regulatory record here.
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