Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Vali is a financial advisor with Cetera Investment Advisers LLC and has been in the industry since January 17, 2013. Nicholas is registered with the state of Delaware as a Registered Representative and Investment Advisor Representative. Nicholas has a Series 7 and Series 66 license and has also obtained the Securities Industry Essentials Examination (SIE). Nicholas specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations. Nicholas was previously registered with Securian Financial Services, Inc. and is an active member of DSFG Fixed Insurance and DSFG Real Estate Holdings, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
01/18/2013 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
BOTH
Issued 2/1/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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