Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Vail is a financial advisor with Northwestern Mutual Investment Services, LLC. Nicholas has been working in the financial industry for over 1 year. Nicholas specializes in financial planning and investment management for individuals and families. Nicholas is registered to provide advisory services in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/16/2024 - Present
Northwestern Mutual Investment Services, LLC (GREENWOOD VLG CO)
BC
Issued 04/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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