Unclaimed
Nicholas Vaglica is a financial professional with over a decade of experience in the industry. Nicholas is currently registered with Nylife Securities LLC in Melville, NY. Previously, Nicholas has worked at a number of firms including Pruco Securities, LLC, MML Investors Services, LLC, Nationwide Securities, LLC, State Farm VP Management Corp., and Chase Investment Services Corp. Nicholas holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/19/2024 - Present
Nylife Securities LLC (MELVILLE NY)
NY
04/01/2022 - 03/26/2024
PRUCO SECURITIES, LLC. (FLUSHING NY)
NY
11/23/2020 - 01/10/2022
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
05/02/2012 - 12/21/2018
NATIONWIDE SECURITIES, LLC (Long Island City NY)
NY
12/16/2008 - 03/21/2011
STATE FARM VP MANAGEMENT CORP. (HICKSVILLE NY)
NY
09/10/2007 - 10/21/2008
CHASE INVESTMENT SERVICES CORP. (HICKSVILLE NY)
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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