Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pocceschi is a financial advisor with Charles Schwab & CO., Inc. Nicholas has been in the financial industry since 2016. Nicholas has been registered with the state of Pennsylvania since 2019 and with New Jersey since 2021. Previously, Nicholas has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley. Nicholas has earned the Series 66, Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
PA
03/06/2019 - Present
Charles Schwab & CO., Inc. (Yardley PA)
PA
09/15/2017 - 02/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
PA
12/14/2015 - 07/26/2017
MORGAN STANLEY (PHILADELPHIA PA)
BOTH
Issued 01/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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