Unclaimed
Nicholas Tyler Favaro is a financial advisor at UBS Financial Services Inc. Nicholas Favaro is registered with FINRA as a Registered Representative and with the state of Tennessee as an Investment Advisor Representative. Nicholas Favaro has been in the securities industry for over 5 years. Nicholas Favaro is a Series 7, 6, 63, and 65 licensed professional. Nicholas Favaro is registered with the following states: Florida, Tennessee, and Tennessee. Nicholas Favaro has held positions at UBS Financial Services Inc, TIAA-CREF Individual & Institutional Services, LLC, TIAA, Transylvania University, and Belk Department Stores.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
11/06/2023 - Present
UBS Financial Services Inc. (KNOXVILLE TN)
NC
08/06/2018 - 04/30/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
IA
Issued 11/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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