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Nicholas Tsakon

Pruco Securities, LLC

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About Nicholas Tsakon

Nicholas Tsakon is an investment advisor representative with Pruco Securities, LLC. Nicholas has been in the industry for over 20 years and is registered in 51 states. Nicholas has a wide range of experience in financial services and is dedicated to providing clients with the highest level of service.

Firm Information

Nicholas Tsakon is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Nicholas Tsakon’s Registration & Firm History

NJ

10/21/2016 - Present

Pruco Securities, LLC (Newark NJ)

NJ

02/12/2001 - 06/28/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

08/14/2000 - 02/28/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/27/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2014

Series 24 - General Securities Principal Examination

BC

Issued 11/06/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/30/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Tsakon.
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