Unclaimed
Nicholas Tsakon is an investment advisor representative with Pruco Securities, LLC. Nicholas has been in the industry for over 20 years and is registered in 51 states. Nicholas has a wide range of experience in financial services and is dedicated to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
10/21/2016 - Present
Pruco Securities, LLC (Newark NJ)
NJ
02/12/2001 - 06/28/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/14/2000 - 02/28/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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