Unclaimed
Nicholas Troyer is a securities professional with over a decade of experience in the financial industry. Nicholas holds a Series 63, Series 79, and SIE license, and is also a General Securities Principal (Series 24). Nicholas currently works as a Registered Representative with Solomon Partners Securities, LLC. Previously, Nicholas was a Registered Representative with Robert W. Baird & Co. Incorporated. Nicholas is registered in both Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2024 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
FL
06/18/2015 - 05/10/2024
ROBERT W. BAIRD & CO. INCORPORATED (TAMPA FL)
FL
09/05/2011 - 05/22/2014
ROBERT W. BAIRD & CO. INCORPORATED (TAMPA FL)
BC
Issued 05/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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