Unclaimed
Nicholas Booth is a financial advisor with over 3 years of experience in the industry. Nicholas is currently registered with Nine Inning Finance and Nectarine. Nicholas is a Certified Financial Planner and holds the Series 7, Series 66, and SIE licenses. Nicholas has previously worked with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas specializes in providing financial planning and educational seminars to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
MD
01/01/2025 - Present
Nine Inning Finance (ROCKVILLE MD)
MD
12/09/2021 - 02/23/2022
J.P. MORGAN SECURITIES LLC (Rockville MD)
MD
03/21/2019 - 12/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BETHESDA MD)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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