Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Trombetta is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Nicholas has been in the industry since April 1991. Nicholas holds Series 7, 24, 63 and 65 licenses and is registered in 24 states and the District of Columbia. Nicholas's experience includes working with a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Nicholas provides investment consulting services to institutional clients, as well as financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/11/2023 - Present
Wells Fargo Advisors Financial Network, LLC (WESTFIELD NJ)
NJ
12/11/2006 - 05/11/2023
WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)
NJ
10/20/2004 - 12/13/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
NY
04/25/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
05/01/1996 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NA
04/26/1996 - 05/01/1996
UJB DISCOUNT BROKERAGE CO.
NJ
10/02/1990 - 10/19/1995
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
IA
Issued 05/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/11/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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