Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Troiano is a financial advisor with Raymond James & Associates, Inc., based in Boulder, CO. Nicholas has been in the financial industry since February 27, 2000. Nicholas is registered with the following securities authorities: Colorado, Texas, Florida, Idaho, Maine, Maryland, Massachusetts, New Hampshire, New Mexico, New York, Pennsylvania, Tennessee, Virginia, Washington, and Wyoming. Nicholas also holds the Series 65, Series 63, Series 7, and Series 24 securities licenses. Previously Nicholas was an advisor with TIAA-CREF Individual & Institutional Services, LLC, Morgan Stanley, Hightower Securities, LLC, J.P. Morgan Securities Inc., and Buckman, Buckman & Reid, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/01/2022 - Present
Raymond James & Associates, Inc. (BOULDER CO)
CO
05/21/2015 - 03/04/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/19/2011 - 04/27/2015
MORGAN STANLEY (DENVER CO)
NY
05/08/2009 - 07/29/2011
HIGHTOWER SECURITIES, LLC (NEW YORK NY)
NY
05/12/2003 - 05/28/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/17/2000 - 05/14/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
11/11/1999 - 08/08/2000
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
IA
Issued 11/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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