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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Trent is a financial advisor registered with Fidelity Personal And Workplace Advisors and has been in the industry since November 2017. Nicholas specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. Nicholas has a Series 7TO, Series 63, Series 65, and SIE licenses. Nicholas has held previous positions with LPL Financial LLC, Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC. Nicholas is registered with the following states: Alabama, Arizona, California, Connecticut, Florida, Georgia, Indiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/10/2022 - Present
Fidelity Personal AND Workplace Advisors (RALEIGH NC)
TN
08/09/2021 - 04/28/2022
LPL FINANCIAL LLC (BRISTOL TN)
TN
10/07/2019 - 08/09/2021
EDWARD JONES (JONESBOROUGH TN)
VA
03/07/2019 - 10/17/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
VA
10/31/2017 - 02/27/2019
WELLS FARGO CLEARING SERVICES, LLC (ABINGDON VA)
IA
Issued 12/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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