Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tracewell is a financial advisor with J.P. Morgan Securities LLC. Nicholas has a background in the securities industry and has held positions at both Stifel, Nicolaus & Company, Incorporated and J.P. Morgan Securities LLC. Nicholas is licensed to provide investment advice in Illinois and New York. Nicholas holds the following licenses: Series 63, Series 79TO, Series 50, Series 52TO, and SIE. Nicholas is a registered representative of J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
01/19/2022 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
CA
05/23/2020 - 09/29/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/23/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/23/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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