Unclaimed
Nicholas Tom Elias is a financial advisor in CINCINNATI, OH. Nicholas is registered with Fifth Third Securities, Inc. Nicholas has been in the industry since 2000. The advisor holds Series 63, 65, 7 and SIE licenses. Nicholas is a certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
12/03/2008 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
OH
01/01/2004 - 11/24/2008
PNC INVESTMENTS (CINCINNATI OH)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
02/12/2002 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
06/03/1999 - 02/14/2001
PNC BROKERAGE CORP (PITTSBURGH PA)
IA
Issued 12/3/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/8/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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