Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dejarnette is a financial advisor at Stonex Financial Inc. located in Alpharetta, GA. Nicholas holds the Series 3, 7, 24, 34, 55, 57TO, 63, 87, 99TO, and SIE licenses. Nicholas has over 20 years of experience in the financial services industry. Nicholas has worked for a number of firms, including INTNL FILLMORE ADVISORS LLC, COWEN PRIME SERVICES LLC, COWEN EXECUTION SERVICES LLC, CONVERGEX PRIME SERVICES LLC, TETON INVESTMENT PARTNERS, LLC, GRANITE FINANCIAL GROUP, INC., and NEOVEST TRADING.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
11/06/2018 - Present
Stonex Financial Inc. (ALPHARETTA GA)
GA
09/07/2019 - 04/07/2021
INTL FILLMORE ADVISORS LLC (ALPHARETTA GA)
GA
08/09/2017 - 10/22/2018
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
07/24/2014 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
GA
06/08/2006 - 09/02/2014
CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)
GA
09/05/2005 - 06/27/2006
TETON INVESTMENT PARTNERS, LLC (ALPHARETTA GA)
CA
08/15/2003 - 09/01/2005
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
NY
08/02/2000 - 08/15/2003
NEOVEST TRADING (NEW YORK NY)
BC
Issued 08/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2015
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/28/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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