Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas O'Gwin is a financial advisor with Ameriprise Financial Services, LLC. Nicholas has been in the industry since August 10, 2005. Nicholas has a strong track record of helping clients achieve their financial goals. Nicholas is a Certified Financial Planner and holds Series 7, 24, 66, and SIE licenses. Nicholas is registered in 30 states and the District of Columbia. Ameriprise Financial Services, LLC is a leading financial services company that provides a wide range of financial products and services to individuals, families, and businesses. The firm has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
01/21/2025 - Present
Ameriprise Financial Services, LLC (WOODBRIDGE VA)
MD
12/21/2011 - 08/26/2024
LPL FINANCIAL LLC (GAITHERSBURG MD)
MD
08/11/2005 - 12/23/2011
AMERIPRISE FINANCIAL SERVICES, INC. (GAITHERSBURG MD)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas O'Gwin is the right advisor for you? Invested Better is here to help.
