linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas Thompson

City National Rochdale

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas Thompson

Nicholas Thompson is a financial advisor with City National Rochdale. Nicholas has been in the industry since August 2019. Nicholas is licensed to sell securities in Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Illinois, Kansas, Kentucky, Maine, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, South Carolina, South Dakota, Tennessee, Virginia, and Washington. Nicholas holds the Series 63, 7TO, and SIE licenses. Nicholas is also a Chartered Financial Analyst.

Firm Information

Nicholas Thompson is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Thompson’s Registration & Firm History

NY

06/30/2024 - Present

City National Rochdale (NEW YORK NY)

PA

08/20/2019 - 04/11/2023

HARTFORD FUNDS DISTRIBUTORS, LLC (Wayne PA)

Not sure if Nicholas Thompson is right for you?

Licenses & Designations

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Thompson.
Not sure if Nicholas Thompson is right for you?