Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stuart is a financial professional with over 16 years of experience in the industry. Nicholas is currently registered with Keybanc Capital Markets Inc. in Houston, Texas. Nicholas previously worked at Stifel, Nicolaus & Company, Incorporated. Nicholas holds the Series 7, Series 63, Series 79TO and SIE licenses. Nicholas is registered in California, Illinois, Maryland and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/15/2012 - Present
Keybanc Capital Markets Inc. (HOUSTON TX)
MD
07/12/2006 - 05/07/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BETHESDA MD)
BC
Issued 02/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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