Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rossi is an investment advisor representative with Private Advisor Group, LLC. Nicholas has a history of working in the financial industry, having previously been registered with Weston Securities Corporation, Ameriprise Financial Services, Inc., Janney Montgomery Scott LLC, and MetLife Securities Inc. Nicholas holds Series 6, 7, 63, and 66 licenses. He is also a Certified Financial Planner. Nicholas Rossi works from the Private Advisor Group, LLC office in Morristown, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/26/2024 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MA
06/28/2018 - 10/04/2022
WESTON SECURITIES CORPORATION (WELLESLEY MA)
NY
04/28/2014 - 06/21/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
01/24/2014 - 04/29/2014
JANNEY MONTGOMERY SCOTT LLC (MELVILLE NY)
NY
02/12/2013 - 01/23/2014
METLIFE SECURITIES INC. (ROSLYN NY)
BOTH
Issued 09/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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