Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Thomas Moshou is a financial professional with over 10 years of experience in the industry. Nicholas is currently registered with Private Client Services, LLC, a firm based in Louisville, Kentucky. Nicholas has also held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linden Thomas and Company Securities, LLC, LPL Financial LLC, Tradeking and Zecco Trading, Inc. Nicholas is a registered representative and has a Series 7, Series 24, Series 4, and Series 63 license, as well as the SIE and Series 99TO exams. Nicholas specializes in providing financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/31/2021 - Present
Private Client Services, LLC (Charlotte NC)
NC
01/21/2020 - 08/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/19/2018 - 02/20/2019
LINDEN THOMAS AND COMPANY SECURITIES, LLC (CHARLOTTE NC)
SC
09/17/2015 - 05/07/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
06/09/2010 - 08/21/2015
TRADEKING (CHARLOTTE NC)
CA
08/17/2012 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
BC
Issued 06/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2011
Series 4 - Registered Options Principal Examination
BC
Issued 02/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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