Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Thomas Kagey is a financial advisor registered with Northwestern Mutual Investment Services, LLC, located in East Syracuse, New York. Nicholas Kagey has been in the industry since April 20, 2002. Nicholas Kagey is also registered with the following firms: CADARET, GRANT & CO., INC.; BISYS FUND SERVICES LIMITED PARTNERSHIP; and VALMARK SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
01/28/2013 - Present
Northwestern Mutual Investment Services, LLC (E SYRACUSE NY)
NY
08/23/2007 - 01/04/2013
CADARET, GRANT & CO., INC. (SYRACUSE NY)
ME
06/30/2000 - 02/02/2004
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
07/28/1998 - 05/17/2000
VALMARK SECURITIES, INC. (AKRON OH)
BC
Issued 02/14/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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