Unclaimed
Nicholas Hollister is a financial advisor with PNC Investments, with over 6 years of experience in the industry. Nicholas is registered with the state of Florida as an Investment Advisor Representative and has a Series 66 and a Series 63 license. Prior to joining PNC Investments, Nicholas worked as a financial advisor for Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL. Nicholas holds a Series 10 and Series 9 license and is a licensed General Securities Representative. Nicholas has worked in the financial services industry since 2016. PNC Investments is a large financial services firm with over 1,000 employees, managing over $23 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
12/12/2022 - Present
PNC Investments (Jacksonville FL)
FL
02/20/2016 - 08/24/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 01/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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