Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Thies is a financial advisor associated with Farmers Financial Solutions, LLC. Nicholas holds the Series 6, 26, and 63 licenses and is registered to conduct business in Iowa. Nicholas has been in the industry since August 25, 2015. Nicholas is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/16/2018 - Present
Farmers Financial Solutions, LLC (WAVERLY IA)
IA
10/02/2014 - 05/22/2017
FARMERS FINANCIAL SOLUTIONS, LLC (HIAWATHA IA)
BC
Issued 11/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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