Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sotell is an active Registered Representative with over 30 years of experience in the securities industry. Nicholas currently works at Siebert Williams Shank & Co., LLC. His most recent previous position was with Rafferty Capital Markets, LLC. Nicholas is registered to conduct business in New York. Nicholas is a Series 63, SIE and Series 52 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/16/2008 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
03/02/2004 - 01/15/2008
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
08/10/1992 - 02/11/2003
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
02/02/1989 - 08/04/1992
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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