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Nicholas Teachnor Graham

Nationwide Fund Distributors LLC

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About Nicholas Teachnor Graham

Nicholas Teachnor Graham is a financial advisor registered with Nationwide Fund Distributors LLC and has been active in the industry since 2004. Nicholas currently holds Series 4, Series 7, Series 24, Series 52TO, Series 53 and Series 66 licenses. Nicholas has prior registrations with Nationwide Investment Services Corporation, Nationwide Securities, LLC, The Huntington Investment Company, American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Nicholas Graham is currently registered with Nationwide Fund Distributors LLC. Nationwide Fund Distributors LLC is a Limited Liability Company formed on April 29, 2007. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Graham’s Registration & Firm History

OH

08/24/2016 - Present

Nationwide Fund Distributors LLC (Columbus OH)

OH

12/23/2009 - 09/14/2016

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

11/03/2008 - 12/31/2010

NATIONWIDE SECURITIES, LLC (DUBLIN OH)

OH

12/02/2004 - 04/18/2007

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

MN

04/22/2004 - 05/19/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/22/2004 - 05/19/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 01/11/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/28/2009

Series 4 - Registered Options Principal Examination

BC

Issued 11/06/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/13/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Teachnor Graham.
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