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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Smail is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 2 years of experience in the financial services industry. Nicholas holds Series 66, Series 7TO and SIE licenses. His firm has a substantial client base and provides a wide range of advisory services, including portfolio management for individuals and businesses. Nicholas is registered with the state of Georgia and Texas as a Registered Representative. Nicholas can provide financial advice and investment services to a variety of client types including individuals, high-net-worth individuals, corporations and businesses, charitable organizations, insurance companies, pension and profit-sharing plans and state or municipal government entities. His firm, Merrill Lynch, Pierce, Fenner & Smith Inc. manages over $1 trillion in client assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUGUSTA GA)
GA
05/23/2022 - 08/06/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (AUGUSTA GA)
BOTH
Issued 11/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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