Unclaimed
Nicholas T. Hailey is a financial professional with over 18 years of experience in the industry. He has held various roles at firms such as Morgan Keegan & Company, Inc., Revolution Partners, LLC, and UBS Securities LLC. Nicholas is currently a registered representative with Armory Securities, LLC in EL SEGUNDO, CA. Nicholas has a Series 7, Series 63, SIE and Series 79TO license. He is registered in Massachusetts, New Jersey, New York and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/17/2012 - Present
Armory Securities, LLC (EL SEGUNDO CA)
NY
12/15/2008 - 03/01/2012
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
CA
06/05/2006 - 12/31/2008
REVOLUTION PARTNERS, LLC (SAN FRANCISCO CA)
NY
08/31/2004 - 03/01/2006
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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