Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Barney is a financial professional with over 6 years of experience in the industry. Nicholas holds licenses to provide investment advice and securities brokerage services in Texas and Utah. Nicholas has been registered with J.p. Morgan Securities LLC since August 2024, and has previously been registered with Goldman Sachs & Co. LLC and LPL Financial LLC. Nicholas has expertise in a variety of financial areas including portfolio management, financial planning, and pension consulting. Nicholas's experience includes working with a wide range of clients including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
UT
08/22/2024 - Present
J.p. Morgan Securities LLC (Salt Lake City UT)
CA
12/18/2019 - 06/27/2024
GOLDMAN SACHS & CO. LLC (SAN FRANCISCO CA)
UT
07/29/2019 - 11/18/2019
LPL FINANCIAL LLC (TAYLORSVILLE UT)
IA
Issued 08/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2022
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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