Unclaimed
Nicholas Swanson is a registered representative of Truist Securities, Inc.. Nicholas has been in the securities industry since October 9, 2012. Nicholas holds the Series 99 and the Securities Industry Essentials (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/10/2012 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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