Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stone is a financial advisor with Edward Jones, a firm with over 825 billion in assets under management. Nicholas has been in the financial industry since 2011 and holds Series 7 and 63 licenses. He also holds Series 65, which is a licensing exam required for investment advisors. Nicholas offers financial planning, pension consulting, selection of other advisors, and portfolio management services to individuals and businesses. His firm offers a range of services to clients, including portfolio management, financial planning, and retirement planning. Nicholas is registered to offer investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/12/2024 - Present
Edward Jones (San Diego CA)
CA
05/23/2024 - 06/14/2024
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
10/25/2019 - 05/28/2024
EDWARD JONES (SAN DIEGO CA)
CA
01/27/2014 - 10/22/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
UT
01/24/2011 - 11/13/2012
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
IA
Issued 09/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicholas Stone is the right advisor for you? Invested Better is here to help.
